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JPMorgan Chase & Co. Buys 180,506 Shares of Grifols, S.A. (NASDAQ:GRFS)

JPMorgan Chase & Co. Buys 180,506 Shares of Grifols, S.A. (NASDAQ:GRFS)

Posted by on Apr 10th, 2021 // Comments off

JPMorgan Chase & Co. grew its stake in Grifols, S.A. (NASDAQ:GRFS) by 15.0% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned... 
Prospect Capital Co. (NYSE:PBY) to Issue Quarterly Dividend of $0.39

Prospect Capital Co. (NYSE:PBY) to Issue Quarterly Dividend of $0.39

Posted by on Apr 10th, 2021 // Comments off

Prospect Capital Co. (NYSE:PBY) announced a quarterly dividend on Friday, April 9th, Wall Street Journal reports. Shareholders of record on Tuesday, June 1st will be paid a dividend of 0.3906 per share on Tuesday, June 15th. This represents... 
Village Farms International (NASDAQ:VFF) Upgraded by Zacks Investment Research to Hold

Village Farms International (NASDAQ:VFF) Upgraded by Zacks Investment Research to Hold

Posted by on Apr 10th, 2021 // Comments off

Village Farms International (NASDAQ:VFF) was upgraded by Zacks Investment Research from a “sell” rating to a “hold” rating in a research note issued to investors on Saturday, Zacks.com reports. According to... 
Truist Financial Corp Has $4.26 Million Holdings in IDACORP, Inc. (NYSE:IDA)

Truist Financial Corp Has $4.26 Million Holdings in IDACORP, Inc. (NYSE:IDA)

Posted by on Apr 10th, 2021 // Comments off

Truist Financial Corp raised its holdings in IDACORP, Inc. (NYSE:IDA) by 60.2% during the 4th quarter, according to the company in its most recent disclosure with the SEC. The firm owned 44,376 shares of the energy company’s... 
32,766 Shares in Cortexyme, Inc. (NASDAQ:CRTX) Bought by Voloridge Investment Management LLC

32,766 Shares in Cortexyme, Inc. (NASDAQ:CRTX) Bought by Voloridge Investment Management LLC

Posted by on Apr 10th, 2021 // Comments off

Voloridge Investment Management LLC acquired a new position in shares of Cortexyme, Inc. (NASDAQ:CRTX) in the 4th quarter, according to its most recent disclosure with the Securities & Exchange Commission. The fund acquired 32,766... 
United Capital Financial Advisers LLC Takes Position in Kinross Gold Co. (NYSE:KGC)

United Capital Financial Advisers LLC Takes Position in Kinross Gold Co. (NYSE:KGC)

Posted by on Apr 10th, 2021 // Comments off

United Capital Financial Advisers LLC acquired a new stake in Kinross Gold Co. (NYSE:KGC) (TSE:K) in the 4th quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The... 
Squarepoint Ops LLC Acquires New Shares in BrightSphere Investment Group Inc. (NYSE:BSIG)

Squarepoint Ops LLC Acquires New Shares in BrightSphere Investment Group Inc. (NYSE:BSIG)

Posted by on Apr 10th, 2021 // Comments off

Squarepoint Ops LLC acquired a new stake in BrightSphere Investment Group Inc. (NYSE:BSIG) in the fourth quarter, according to its most recent filing with the SEC. The fund acquired 35,180 shares of the company’s stock, valued... 
Voya Financial Advisors Inc. Purchases New Stake in Tyson Foods, Inc. (NYSE:TSN)

Voya Financial Advisors Inc. Purchases New Stake in Tyson Foods, Inc. (NYSE:TSN)

Posted by on Apr 10th, 2021 // Comments off

Voya Financial Advisors Inc. purchased a new stake in Tyson Foods, Inc. (NYSE:TSN) during the fourth quarter, HoldingsChannel reports. The firm purchased 4,559 shares of the company’s stock, valued at approximately $290,000.... 
Insider Selling: Oaktree Specialty Lending Co. (NASDAQ:OCSL) Major Shareholder Sells 129,872 Shares of Stock

Insider Selling: Oaktree Specialty Lending Co. (NASDAQ:OCSL) Major Shareholder Sells 129,872 Shares of Stock

Posted by on Apr 10th, 2021 // Comments off

Oaktree Specialty Lending Co. (NASDAQ:OCSL) major shareholder Leonard M. Tannenbaum sold 129,872 shares of the business’s stock in a transaction that occurred on Wednesday, April 7th. The shares were sold at an average price... 
Jane Street Group LLC Buys Shares of 18,341 Market Vectors Oil Refiners ETF (NYSEARCA:CRAK)

Jane Street Group LLC Buys Shares of 18,341 Market Vectors Oil Refiners ETF (NYSEARCA:CRAK)

Posted by on Apr 10th, 2021 // Comments off

Jane Street Group LLC bought a new stake in Market Vectors Oil Refiners ETF (NYSEARCA:CRAK) during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission. The fund bought 18,341 shares of... 
Ceridian HCM (NYSE:CDAY) Upgraded by Barclays to “Positive”

Ceridian HCM (NYSE:CDAY) Upgraded by Barclays to “Positive”

Posted by on Apr 10th, 2021 // Comments off

Barclays upgraded shares of Ceridian HCM (NYSE:CDAY) from an equal weight rating to a positive rating in a research note issued to investors on Friday, The Fly reports. The firm currently has $97.00 price target on the stock, down... 
Alibaba Group (NYSE:BABA) Price Target Cut to $310.00

Alibaba Group (NYSE:BABA) Price Target Cut to $310.00

Posted by on Apr 10th, 2021 // Comments off

Alibaba Group (NYSE:BABA) had its price target trimmed by Benchmark from $315.00 to $310.00 in a report released on Friday, The Fly reports. The brokerage currently has a buy rating on the specialty retailer’s stock. Several... 
Nuveen Asset Management LLC Sells 1,936 Shares of EnPro Industries, Inc. (NYSE:NPO)

Nuveen Asset Management LLC Sells 1,936 Shares of EnPro Industries, Inc. (NYSE:NPO)

Posted by on Apr 10th, 2021 // Comments off

Nuveen Asset Management LLC decreased its position in shares of EnPro Industries, Inc. (NYSE:NPO) by 0.9% during the fourth quarter, Holdings Channel.com reports. The fund owned 216,815 shares of the industrial products company’s... 
Major Drilling Group International (TSE:MDI) Shares Pass Above 200 Day Moving Average of $7.06

Major Drilling Group International (TSE:MDI) Shares Pass Above 200 Day Moving Average of $7.06

Posted by on Apr 10th, 2021 // Comments off

Major Drilling Group International Inc. (TSE:MDI) shares passed above its 200-day moving average during trading on Thursday . The stock has a 200-day moving average of C$7.06 and traded as high as C$7.25. Major Drilling Group International... 
Major Drilling Group International (TSE:MDI) Shares Pass Above 200 Day Moving Average of $7.06

Major Drilling Group International (TSE:MDI) Shares Pass Above 200 Day Moving Average of $7.06

Posted by on Apr 10th, 2021 // Comments off

Shares of Major Drilling Group International Inc. (TSE:MDI) crossed above its two hundred day moving average during trading on Thursday . The stock has a two hundred day moving average of C$7.06 and traded as high as C$7.25. Major... 
Commerce Bancshares, Inc. (NASDAQ:CBSH) Stake Boosted by Cetera Investment Advisers

Commerce Bancshares, Inc. (NASDAQ:CBSH) Stake Boosted by Cetera Investment Advisers

Posted by on Apr 10th, 2021 // Comments off

Cetera Investment Advisers increased its stake in Commerce Bancshares, Inc. (NASDAQ:CBSH) by 34.9% during the fourth quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The institutional investor... 
Cetera Investment Advisers Takes Position in NICE Ltd. (NASDAQ:NICE)

Cetera Investment Advisers Takes Position in NICE Ltd. (NASDAQ:NICE)

Posted by on Apr 10th, 2021 // Comments off

Cetera Investment Advisers purchased a new stake in shares of NICE Ltd. (NASDAQ:NICE) during the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional... 
Dimensional Fund Advisors LP Has $113.60 Million Stock Holdings in RH (NYSE:RH)

Dimensional Fund Advisors LP Has $113.60 Million Stock Holdings in RH (NYSE:RH)

Posted by on Apr 10th, 2021 // Comments off

Dimensional Fund Advisors LP lessened its holdings in shares of RH (NYSE:RH) by 4.8% in the fourth quarter, according to its most recent filing with the SEC. The firm owned 253,846 shares of the company’s stock after selling... 
Phunware (NASDAQ:PHUN) Upgraded by Zacks Investment Research to Buy

Phunware (NASDAQ:PHUN) Upgraded by Zacks Investment Research to Buy

Posted by on Apr 10th, 2021 // Comments off

Zacks Investment Research upgraded shares of Phunware (NASDAQ:PHUN) from a hold rating to a buy rating in a report issued on Friday, Zacks.com reports. The brokerage currently has $2.25 price objective on the stock. According to Zacks,... 
Insider Buying: Golub Capital BDC, Inc. (NASDAQ:GBDC) Chairman Acquires $24,267.60 in Stock

Insider Buying: Golub Capital BDC, Inc. (NASDAQ:GBDC) Chairman Acquires $24,267.60 in Stock

Posted by on Apr 10th, 2021 // Comments off

Golub Capital BDC, Inc. (NASDAQ:GBDC) Chairman Lawrence E. Golub purchased 1,620 shares of the firm’s stock in a transaction on Monday, April 5th. The stock was acquired at an average price of $14.98 per share, with a total value... 
Moelis & Company (NYSE:MC) Downgraded by JMP Securities

Moelis & Company (NYSE:MC) Downgraded by JMP Securities

Posted by on Apr 10th, 2021 // Comments off

JMP Securities lowered shares of Moelis & Company (NYSE:MC) from an outperform rating to a market perform rating in a report released on Friday morning, PriceTargets.com reports. Other equities analysts also recently issued reports... 
Quisitive Technology Solutions (OTCMKTS:QUISF) PT Raised to $2.00 at Raymond James

Quisitive Technology Solutions (OTCMKTS:QUISF) PT Raised to $2.00 at Raymond James

Posted by on Apr 10th, 2021 // Comments off

Quisitive Technology Solutions (OTCMKTS:QUISF) had its target price upped by Raymond James from $1.80 to $2.00 in a research report sent to investors on Friday, The Fly reports. They currently have an outperform rating on the stock. Several... 
Morgan Stanley Has $35.74 Million Position in Takeda Pharmaceutical Company Limited (NYSE:TAK)

Morgan Stanley Has $35.74 Million Position in Takeda Pharmaceutical Company Limited (NYSE:TAK)

Posted by on Apr 10th, 2021 // Comments off

Morgan Stanley lessened its position in Takeda Pharmaceutical Company Limited (NYSE:TAK) by 2.7% during the 4th quarter, according to its most recent 13F filing with the SEC. The institutional investor owned 1,963,542 shares of the... 
Morgan Stanley Purchases 13,036 Shares of Invesco Water Resources ETF (NASDAQ:PHO)

Morgan Stanley Purchases 13,036 Shares of Invesco Water Resources ETF (NASDAQ:PHO)

Posted by on Apr 10th, 2021 // Comments off

Morgan Stanley increased its position in shares of Invesco Water Resources ETF (NASDAQ:PHO) by 1.7% during the fourth quarter, according to its most recent filing with the Securities and Exchange Commission. The firm owned 799,069... 
Nuveen Asset Management LLC Raises Holdings in Beam Therapeutics Inc. (NASDAQ:BEAM)

Nuveen Asset Management LLC Raises Holdings in Beam Therapeutics Inc. (NASDAQ:BEAM)

Posted by on Apr 10th, 2021 // Comments off

Nuveen Asset Management LLC increased its stake in shares of Beam Therapeutics Inc. (NASDAQ:BEAM) by 44.3% during the fourth quarter, according to its most recent filing with the SEC. The institutional investor owned 188,168 shares... 
Nuveen Asset Management LLC Purchases 35,145 Shares of Hancock Whitney Co. (NASDAQ:HWC)

Nuveen Asset Management LLC Purchases 35,145 Shares of Hancock Whitney Co. (NASDAQ:HWC)

Posted by on Apr 10th, 2021 // Comments off

Nuveen Asset Management LLC lifted its position in shares of Hancock Whitney Co. (NASDAQ:HWC) by 8.3% during the fourth quarter, Holdings Channel.com reports. The firm owned 456,958 shares of the company’s stock after buying... 
Katie M. Boylan Sells 1,600 Shares of Target Co. (NYSE:TGT) Stock

Katie M. Boylan Sells 1,600 Shares of Target Co. (NYSE:TGT) Stock

Posted by on Apr 10th, 2021 // Comments off

Target Co. (NYSE:TGT) insider Katie M. Boylan sold 1,600 shares of the company’s stock in a transaction dated Thursday, April 8th. The shares were sold at an average price of $203.12, for a total transaction of $324,992.00. Following... 
American Century Focused Dynamic Growth ETF (NYSEARCA:FDG) Shares Purchased by Truist Financial Corp

American Century Focused Dynamic Growth ETF (NYSEARCA:FDG) Shares Purchased by Truist Financial Corp

Posted by on Apr 10th, 2021 // Comments off

Truist Financial Corp lifted its holdings in American Century Focused Dynamic Growth ETF (NYSEARCA:FDG) by 8.1% during the fourth quarter, Holdings Channel reports. The fund owned 59,071 shares of the company’s stock after buying... 
Lancaster Colony Co. (NASDAQ:LANC) Shares Acquired by Truist Financial Corp

Lancaster Colony Co. (NASDAQ:LANC) Shares Acquired by Truist Financial Corp

Posted by on Apr 10th, 2021 // Comments off

Truist Financial Corp lifted its position in shares of Lancaster Colony Co. (NASDAQ:LANC) by 5.9% during the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission.... 
Captrust Financial Advisors Acquires 153 Shares of Dycom Industries, Inc. (NYSE:DY)

Captrust Financial Advisors Acquires 153 Shares of Dycom Industries, Inc. (NYSE:DY)

Posted by on Apr 10th, 2021 // Comments off

Captrust Financial Advisors raised its holdings in shares of Dycom Industries, Inc. (NYSE:DY) by 38.3% during the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The fund... 
Guggenheim Capital LLC Increases Position in Simmons First National Co. (NASDAQ:SFNC)

Guggenheim Capital LLC Increases Position in Simmons First National Co. (NASDAQ:SFNC)

Posted by on Apr 10th, 2021 // Comments off

Guggenheim Capital LLC grew its stake in Simmons First National Co. (NASDAQ:SFNC) by 5.3% during the fourth quarter, HoldingsChannel reports. The fund owned 39,627 shares of the bank’s stock after acquiring an additional 1,998... 
Canadian National Railway (NYSE:CNI) Shares Bought by Guggenheim Capital LLC

Canadian National Railway (NYSE:CNI) Shares Bought by Guggenheim Capital LLC

Posted by on Apr 10th, 2021 // Comments off

Guggenheim Capital LLC boosted its position in shares of Canadian National Railway (NYSE:CNI) (TSE:CNR) by 100.0% in the fourth quarter, HoldingsChannel.com reports. The fund owned 8,156 shares of the transportation company’s... 
Guggenheim Capital LLC Boosts Position in China Petroleum & Chemical Co. (NYSE:SNP)

Guggenheim Capital LLC Boosts Position in China Petroleum & Chemical Co. (NYSE:SNP)

Posted by on Apr 10th, 2021 // Comments off

Guggenheim Capital LLC increased its holdings in shares of China Petroleum & Chemical Co. (NYSE:SNP) by 10.8% in the 4th quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange... 
Endeavour Silver (NYSE:EXK) Price Target Increased to $6.25 by Analysts at BMO Capital Markets

Endeavour Silver (NYSE:EXK) Price Target Increased to $6.25 by Analysts at BMO Capital Markets

Posted by on Apr 10th, 2021 // Comments off

Endeavour Silver (NYSE:EXK) (TSE:EDR) had its price objective boosted by BMO Capital Markets from $6.00 to $6.25 in a research note released on Friday morning, The Fly reports. The firm currently has a market perform rating on the... 
Jane Street Group LLC Makes New $386,000 Investment in The St. Joe Company (NYSE:JOE)

Jane Street Group LLC Makes New $386,000 Investment in The St. Joe Company (NYSE:JOE)

Posted by on Apr 10th, 2021 // Comments off

Jane Street Group LLC bought a new position in The St. Joe Company (NYSE:JOE) during the fourth quarter, according to its most recent 13F filing with the SEC. The institutional investor bought 9,082 shares of the financial services... 
1,246 Shares in Vanguard Industrials ETF (NYSEARCA:VIS) Purchased by United Capital Financial Advisers LLC

1,246 Shares in Vanguard Industrials ETF (NYSEARCA:VIS) Purchased by United Capital Financial Advisers LLC

Posted by on Apr 10th, 2021 // Comments off

United Capital Financial Advisers LLC bought a new position in shares of Vanguard Industrials ETF (NYSEARCA:VIS) in the fourth quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission... 
Insider Selling: Bottomline Technologies (de), Inc. (NASDAQ:EPAY) CEO Sells $117,632.20 in Stock

Insider Selling: Bottomline Technologies (de), Inc. (NASDAQ:EPAY) CEO Sells $117,632.20 in Stock

Posted by on Apr 10th, 2021 // Comments off

Bottomline Technologies (de), Inc. (NASDAQ:EPAY) CEO Robert A. Eberle sold 2,555 shares of the business’s stock in a transaction on Monday, April 5th. The stock was sold at an average price of $46.04, for a total transaction... 
Leila Alland Sells 4,000 Shares of PMV Pharmaceuticals, Inc. (NASDAQ:PMVP) Stock

Leila Alland Sells 4,000 Shares of PMV Pharmaceuticals, Inc. (NASDAQ:PMVP) Stock

Posted by on Apr 10th, 2021 // Comments off

PMV Pharmaceuticals, Inc. (NASDAQ:PMVP) insider Leila Alland sold 4,000 shares of the company’s stock in a transaction dated Wednesday, April 7th. The stock was sold at an average price of $33.86, for a total value of $135,440.00.... 
Brokerages Anticipate Sempra Energy (NYSE:SRE) Will Announce Earnings of $2.43 Per Share

Brokerages Anticipate Sempra Energy (NYSE:SRE) Will Announce Earnings of $2.43 Per Share

Posted by on Apr 10th, 2021 // Comments off

Brokerages predict that Sempra Energy (NYSE:SRE) will announce earnings of $2.43 per share for the current quarter, Zacks reports. Two analysts have issued estimates for Sempra Energy’s earnings. The lowest EPS estimate is $1.65... 
VEREIT, Inc. (NYSE:VER) Shares Sold by Price T Rowe Associates Inc. MD

VEREIT, Inc. (NYSE:VER) Shares Sold by Price T Rowe Associates Inc. MD

Posted by on Apr 10th, 2021 // Comments off

Price T Rowe Associates Inc. MD cut its holdings in shares of VEREIT, Inc. (NYSE:VER) by 83.1% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor... 
Molson Coors Beverage (NYSE:TAP) Shares Acquired by Schroder Investment Management Group

Molson Coors Beverage (NYSE:TAP) Shares Acquired by Schroder Investment Management Group

Posted by on Apr 10th, 2021 // Comments off

Schroder Investment Management Group boosted its holdings in shares of Molson Coors Beverage (NYSE:TAP) by 48.3% in the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission... 
Schroder Investment Management Group Sells 34,416 Shares of Lam Research Co. (NASDAQ:LRCX)

Schroder Investment Management Group Sells 34,416 Shares of Lam Research Co. (NASDAQ:LRCX)

Posted by on Apr 10th, 2021 // Comments off

Schroder Investment Management Group reduced its stake in Lam Research Co. (NASDAQ:LRCX) by 21.8% during the fourth quarter, according to the company in its most recent 13F filing with the SEC. The firm owned 123,197 shares of the... 
Wilhelmus Cm Groenhuysen Sells 3,670 Shares of NovoCure Limited (NASDAQ:NVCR) Stock

Wilhelmus Cm Groenhuysen Sells 3,670 Shares of NovoCure Limited (NASDAQ:NVCR) Stock

Posted by on Apr 10th, 2021 // Comments off

NovoCure Limited (NASDAQ:NVCR) COO Wilhelmus Cm Groenhuysen sold 3,670 shares of NovoCure stock in a transaction that occurred on Sunday, February 28th. The shares were sold at an average price of $72.22, for a total transaction of... 
Stanley Black & Decker (NYSE:SWK) PT Raised to $206.00 at JPMorgan Chase & Co.

Stanley Black & Decker (NYSE:SWK) PT Raised to $206.00 at JPMorgan Chase & Co.

Posted by on Apr 10th, 2021 // Comments off

Stanley Black & Decker (NYSE:SWK) had its price target upped by JPMorgan Chase & Co. from $200.00 to $206.00 in a report issued on Wednesday, The Fly reports. JPMorgan Chase & Co. currently has a neutral rating on the... 
Hudbay Minerals (NYSE:HBM) Earns “Buy” Rating from Canaccord Genuity

Hudbay Minerals (NYSE:HBM) Earns “Buy” Rating from Canaccord Genuity

Posted by on Apr 10th, 2021 // Comments off

Canaccord Genuity reaffirmed their buy rating on shares of Hudbay Minerals (NYSE:HBM) (TSE:HBM) in a research note issued to investors on Wednesday morning, AnalystRatings.com reports. HBM has been the subject of several other research... 
Contango Oil & Gas (NYSEAMERICAN:MCF) Shares Purchased by Citigroup Inc.

Contango Oil & Gas (NYSEAMERICAN:MCF) Shares Purchased by Citigroup Inc.

Posted by on Apr 10th, 2021 // Comments off

Citigroup Inc. boosted its holdings in shares of Contango Oil & Gas (NYSEAMERICAN:MCF) by 302.9% during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The institutional... 
Citigroup Inc. Has $46,000 Position in Natural Grocers by Vitamin Cottage, Inc. (NYSE:NGVC)

Citigroup Inc. Has $46,000 Position in Natural Grocers by Vitamin Cottage, Inc. (NYSE:NGVC)

Posted by on Apr 10th, 2021 // Comments off

Citigroup Inc. increased its stake in Natural Grocers by Vitamin Cottage, Inc. (NYSE:NGVC) by 51.1% in the 4th quarter, HoldingsChannel.com reports. The fund owned 3,367 shares of the specialty retailer’s stock after purchasing... 
LPL Financial LLC Increases Stock Position in 10x Genomics, Inc. (NASDAQ:TXG)

LPL Financial LLC Increases Stock Position in 10x Genomics, Inc. (NASDAQ:TXG)

Posted by on Apr 10th, 2021 // Comments off

LPL Financial LLC increased its position in 10x Genomics, Inc. (NASDAQ:TXG) by 99.4% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission. The firm owned 7,027 shares of the company’s... 
Citigroup Inc. Acquires 1,324 Shares of Ames National Co. (NASDAQ:ATLO)

Citigroup Inc. Acquires 1,324 Shares of Ames National Co. (NASDAQ:ATLO)

Posted by on Apr 10th, 2021 // Comments off

Citigroup Inc. grew its position in Ames National Co. (NASDAQ:ATLO) by 313.7% in the 4th quarter, Holdings Channel reports. The institutional investor owned 1,746 shares of the financial services provider’s stock after purchasing... 
Citigroup Inc. Has $44,000 Stock Holdings in Catalyst Biosciences, Inc. (NASDAQ:CBIO)

Citigroup Inc. Has $44,000 Stock Holdings in Catalyst Biosciences, Inc. (NASDAQ:CBIO)

Posted by on Apr 10th, 2021 // Comments off

Citigroup Inc. increased its stake in shares of Catalyst Biosciences, Inc. (NASDAQ:CBIO) by 557.6% during the 4th quarter, according to its most recent disclosure with the SEC. The institutional investor owned 6,964 shares of the... 
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