Total Return Securities (NYSE:SWZ) CEO Acquires $32,945.00 in Stock

Posted by Tristan Rich on May 29th, 2026

Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) CEO Andrew Dakos bought 5,500 shares of the firm’s stock in a transaction on Thursday, May 28th. The shares were purchased at an average cost of $5.99 per share, with a total value of $32,945.00. Following the completion of the transaction, the chief executive officer owned 126,000 shares in the company, valued at $754,740. This represents a 4.56% increase in their ownership of the stock. The acquisition was disclosed in a legal filing with the SEC, which is accessible through this hyperlink.

Andrew Dakos also recently made the following trade(s):

On Wednesday, May 27th, Andrew Dakos bought 7,500 shares of Total Return Securities stock. The shares were purchased at an average cost of $5.97 per share, with a total value of $44,775.00.
On Friday, April 17th, Andrew Dakos bought 3,000 shares of Total Return Securities stock. The shares were purchased at an average cost of $6.09 per share, with a total value of $18,270.00.
On Thursday, April 16th, Andrew Dakos bought 7,718 shares of Total Return Securities stock. The shares were purchased at an average cost of $6.06 per share, with a total value of $46,771.08.
On Thursday, April 16th, Andrew Dakos bought 547 shares of Total Return Securities stock. The shares were purchased at an average cost of $6.04 per share, with a total value of $3,303.88.
On Wednesday, April 8th, Andrew Dakos bought 4,000 shares of Total Return Securities stock. The shares were purchased at an average cost of $5.97 per share, with a total value of $23,880.00.
On Tuesday, April 7th, Andrew Dakos bought 2,000 shares of Total Return Securities stock. The shares were purchased at an average cost of $5.95 per share, with a total value of $11,900.00.
On Monday, April 6th, Andrew Dakos bought 100 shares of Total Return Securities stock. The shares were purchased at an average cost of $5.95 per share, with a total value of $595.00.
On Thursday, April 2nd, Andrew Dakos purchased 4,863 shares of Total Return Securities stock. The stock was bought at an average cost of $5.93 per share, with a total value of $28,837.59.
On Thursday, March 12th, Andrew Dakos purchased 3,324 shares of Total Return Securities stock. The stock was bought at an average cost of $6.00 per share, with a total value of $19,944.00.
On Wednesday, March 11th, Andrew Dakos purchased 1,700 shares of Total Return Securities stock. The stock was bought at an average cost of $6.00 per share, with a total value of $10,200.00.

Total Return Securities Trading Up 0.2%

Shares of SWZ traded up $0.02 during trading hours on Friday, hitting $6.02. The company had a trading volume of 94,057 shares, compared to its average volume of 95,625. Total Return Securities, Inc. has a one year low of $5.84 and a one year high of $6.43. The company’s fifty day moving average price is $6.00 and its two-hundred day moving average price is $6.07.

Institutional Inflows and Outflows

Large investors have recently made changes to their positions in the stock. Raymond James Financial Inc. bought a new position in shares of Total Return Securities in the 2nd quarter worth $55,000. Marex Group plc bought a new position in shares of Total Return Securities in the 4th quarter worth $62,000. Capital Investment Counsel Inc bought a new position in shares of Total Return Securities in the 4th quarter worth $93,000. TrueMark Investments LLC bought a new position in shares of Total Return Securities in the 4th quarter worth $95,000. Finally, Bank of America Corp DE raised its position in shares of Total Return Securities by 375.2% in the 4th quarter. Bank of America Corp DE now owns 13,672 shares of the closed-end fund’s stock worth $102,000 after acquiring an additional 10,795 shares in the last quarter. 41.12% of the stock is owned by institutional investors.

Total Return Securities Company Profile

(Get Free Report)

Total Return Securities (NYSE:SWZ) is a closed-end management investment company listed on the New York Stock Exchange. The fund seeks to deliver a high total return for shareholders by combining capital appreciation with current income. It provides access to a diversified portfolio of equity and fixed-income securities spanning multiple industries and regions.

SWZ’s investment strategy typically blends dividend-paying common stocks, corporate bonds and other credit instruments. The fund may employ moderate leverage to enhance returns and pursues an active management approach, dynamically adjusting its allocations in response to evolving market conditions.